Maxwell Robert Baker
Chief Compliance OfficerSoundwatch Capital, LLCCRD 7426522
About Maxwell Robert Baker
Maxwell Robert Baker is listed as Chief Compliance Officer at Soundwatch Capital, LLC in Dallas, TX. Form ADV reports a beneficial ownership band of Under 5%. Maxwell Robert Baker is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Soundwatch Capital, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Maxwell Robert Baker work?
Maxwell Robert Baker is listed as Chief Compliance Officer at Soundwatch Capital, LLC on SEC Form ADV.
How much of Soundwatch Capital, LLC does Maxwell Robert Baker own?
Form ADV reports a beneficial ownership band of Under 5%.
Soundwatch Capital, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2022 |
Pembrook Capital Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Sagepoint Capital Partners LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2026 |