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Pennantpark Investment Advisers, LLC

● SEC registered since 2007CRD 143149SEC# 801-67622Miami Beach, FL
Export (members)
Ranks #1,162 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$6.16B
Fund GAV
$1.91B
Private funds
12
Employees
91
Accounts
15
Location
Miami Beach, FL

Pennantpark Investment Advisers, LLC assets under management

Pennantpark Investment Advisers, LLC is an investment advisory firm registered with the SEC based in Miami Beach, FL. The firm has been registered since 2007. It reports $6.2 billion in regulatory assets under management and employs 91 people. Pennantpark Investment Advisers, LLC manages 12 private funds with combined gross assets of $1.9 billion, including Pennantpark Credit Opportunities Fund IV, LP. By regulatory assets, it ranks 1,162 of 6,004 private fund managers.

Pennantpark Investment Advisers, LLC private funds

12 funds · $1.91B GAV
FundTypeGross assetsMin.
Pennantpark Credit Opportunities Fund IV, LPHedge$482.6M$5M
Pennantpark Senior Credit Fund II Aggregator, LPHedge$431M$5M
Pennantpark Senior Credit Fund Levered, LPHedge$426.2M$10M
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Pennantpark Investment Advisers, LLC owners & executives

10 reported
NameTitleOwnershipSince
Adam Ross Katz ControlManaging Director And General CounselUnder 5%2024
Arthur H. Penn 2021 Trust ControlMember10-25%2021
Arthur Howard Penn ControlManaging Member50-75%2007
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Frequently asked questions

How much does Pennantpark Investment Advisers, LLC manage?

Pennantpark Investment Advisers, LLC reports $6.2 billion in regulatory assets under management on its Form ADV.

How many private funds does Pennantpark Investment Advisers, LLC manage?

Pennantpark Investment Advisers, LLC manages 12 private funds with combined gross assets of $1.9 billion.

How many employees does Pennantpark Investment Advisers, LLC have?

Pennantpark Investment Advisers, LLC reports 91 employees.

Where is Pennantpark Investment Advisers, LLC located?

Pennantpark Investment Advisers, LLC is based in Miami Beach, FL and has been SEC-registered since 2007.

Does Pennantpark Investment Advisers, LLC disclose fund performance?

Pennantpark Investment Advisers, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1691 Michigan Avenue, Suite 500, Miami Beach, FL 33139
Phone212-905-1000
Fax212-905-1075
Office hours8:30-5:30
SEC regionMiami Regional Office (MIRO)
CIK1491708
Discloses disciplinary historyNo

Regulatory AUM

$6.16B▲ 36%
Mar '25 — $4.51BApr '25 — $4.51BMay '25 — $4.51BJun '25 — $4.51BJul '25 — $4.51BAug '25 — $4.51BSep '25 — $4.51BOct '25 — $4.51BNov '25 — $4.51BDec '25 — $4.51BJan '26 — $4.51BFeb '26 — $4.51BMar '26 — $6.16BApr '26 — $6.16BMay '26 — $6.16BJun '26 — $6.16B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 11%
Larger than 89% of 16,271 advisers
AUM vs fund managersTop 19%
Larger than 81% of 6,004 private-fund managers
Number of fundsTop 21%
More funds than 79% of fund managers
EmployeesTop 8%
More than 92% of 16,825 advisers

Assets under management

$6.16Bregulatory AUM
Discretionary $6.14BNon-discretionary $17.6M

Fund type mix

Hedge7
Private Equity5