Pennantpark Investment Advisers, LLC
● SEC registered since 2007CRD 143149SEC# 801-67622Miami Beach, FL
Ranks #1,162 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$6.16B
Fund GAV
$1.91B
Private funds
12
Employees
91
Accounts
15
Location
Miami Beach, FL
Pennantpark Investment Advisers, LLC assets under management
Pennantpark Investment Advisers, LLC is an investment advisory firm registered with the SEC based in Miami Beach, FL. The firm has been registered since 2007. It reports $6.2 billion in regulatory assets under management and employs 91 people. Pennantpark Investment Advisers, LLC manages 12 private funds with combined gross assets of $1.9 billion, including Pennantpark Credit Opportunities Fund IV, LP. By regulatory assets, it ranks 1,162 of 6,004 private fund managers.
Pennantpark Investment Advisers, LLC private funds
12 funds · $1.91B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Pennantpark Credit Opportunities Fund IV, LP | Hedge | $482.6M | $5M |
| Pennantpark Senior Credit Fund II Aggregator, LP | Hedge | $431M | $5M |
| Pennantpark Senior Credit Fund Levered, LP | Hedge | $426.2M | $10M |
| Pennantpark Senior Credit Fund Sma, LP | Private Equity | $124.2M | $125M |
| Pennantpark Capital Liquidity Solutions, LP | Hedge | $117.7M | $15M |
| Pennantpark Credit Opportunities Fund III, LP | Hedge | $111.2M | $5M |
| Pennantpark Senior Credit Fund II Luxembourg Unlevered Master Fund Scsp Sicav-Raif | Private Equity | $96.7M | $1M |
| Pennantpark Senior Credit Fund, LLC | Hedge | $90.5M | $5M |
| Tpds I Platinum Holdings LP | Private Equity | $12.1M | $25M |
| Berkeley Road Wc Funding SPV 2, LP | Private Equity | $9.7M | $5M |
See all 12 funds — unlock the full record.
Join to unlock · $37/moPennantpark Investment Advisers, LLC owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Adam Ross Katz Control | Managing Director And General Counsel | Under 5% | 2024 |
| Arthur H. Penn 2021 Trust Control | Member | 10-25% | 2021 |
| Arthur Howard Penn Control | Managing Member | 50-75% | 2007 |
| Asp 2012 Gst Trust | Member | 10-25% | 2022 |
| Esp 2012 Gst Trust | Member | 10-25% | 2022 |
| Gerald Richard Cummins | Chief Compliance Officer | Under 5% | 2025 |
| Ilene D. Penn | Trustee Of Arthur H. Penn 2021 Trust Mcp 2012 Gst Trust Asp 2012 Gst Trust Esp 2012 Gst Trust | Under 5% | 2021 |
| Lee Daniel Caney | Co-Trustee Of Arthur H. Penn 2021 Trust | Under 5% | 2021 |
| McP 2012 Gst Trust | Member | 10-25% | 2022 |
| Richard Thomas Allorto Control | Chief Financial Officer | Under 5% | 2022 |
Frequently asked questions
How much does Pennantpark Investment Advisers, LLC manage?
Pennantpark Investment Advisers, LLC reports $6.2 billion in regulatory assets under management on its Form ADV.
How many private funds does Pennantpark Investment Advisers, LLC manage?
Pennantpark Investment Advisers, LLC manages 12 private funds with combined gross assets of $1.9 billion.
How many employees does Pennantpark Investment Advisers, LLC have?
Pennantpark Investment Advisers, LLC reports 91 employees.
Where is Pennantpark Investment Advisers, LLC located?
Pennantpark Investment Advisers, LLC is based in Miami Beach, FL and has been SEC-registered since 2007.
Does Pennantpark Investment Advisers, LLC disclose fund performance?
Pennantpark Investment Advisers, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1691 Michigan Avenue, Suite 500, Miami Beach, FL 33139 |
| Phone | 212-905-1000 |
| Fax | 212-905-1075 |
| Office hours | 8:30-5:30 |
| SEC region | Miami Regional Office (MIRO) |
| CIK | 1491708 |
| Discloses disciplinary history | No |
Regulatory AUM
$6.16B▲ 36%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 11%
Larger than 89% of 16,271 advisers
AUM vs fund managersTop 19%
Larger than 81% of 6,004 private-fund managers
Number of fundsTop 21%
More funds than 79% of fund managers
EmployeesTop 8%
More than 92% of 16,825 advisers
Assets under management
$6.16Bregulatory AUM
Discretionary $6.14BNon-discretionary $17.6M
Fund type mix
Hedge7
Private Equity5