Gerald Richard Cummins
Chief Compliance OfficerPennantpark Investment Advisers, LLCCRD 1322563
About Gerald Richard Cummins
Gerald Richard Cummins is listed as Chief Compliance Officer at Pennantpark Investment Advisers, LLC in Miami Beach, FL. Form ADV reports a beneficial ownership band of Under 5%. Gerald Richard Cummins is associated with 7 registered advisers.
Reported ownership
Owns Under 5% of Pennantpark Investment Advisers, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Gerald Richard Cummins work?
Gerald Richard Cummins is listed as Chief Compliance Officer at Pennantpark Investment Advisers, LLC on SEC Form ADV.
How much of Pennantpark Investment Advisers, LLC does Gerald Richard Cummins own?
Form ADV reports a beneficial ownership band of Under 5%.
Pennantpark Investment Advisers, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Pennantpark Private Income Fund Advisers LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Czech Asset Management, L.P.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Oxford Lane Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2015 |
Oxford Park Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2022 |
Oxford Gate Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2018 |
Oxford Square Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2015 |