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Pflug Koory, LLC

● SEC registered since 2000CRD 109268SEC# 801-57982Omaha, NE
Export (members)
Reg. AUM
$347M
Employees
2
Accounts
124
Location
Omaha, NE

Pflug Koory, LLC assets under management

Pflug Koory, LLC is an SEC-registered investment adviser based in Omaha, NE. The firm has been registered since 2000. It reports $347 million in regulatory assets under management and employs 2 people.

Pflug Koory, LLC owners & executives

3 reported
NameTitleOwnershipSince
Karen Marie SulenticMember/Client Services Manager10-25%2020
Megan M KooryMember/Investment Research Analyst5-10%2022
Thomas Frederick Pflug ControlMember Manager & Chief Compliance Officer50-75%2000

Frequently asked questions

How much does Pflug Koory, LLC manage?

Pflug Koory, LLC reports $347 million in regulatory assets under management on its Form ADV.

How many employees does Pflug Koory, LLC have?

Pflug Koory, LLC reports 2 employees.

Where is Pflug Koory, LLC located?

Pflug Koory, LLC is based in Omaha, NE and has been SEC-registered since 2000.

Does Pflug Koory, LLC disclose fund performance?

Pflug Koory, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11312 'q' Street, Omaha, NE 68137
Phone402-691-0988
Fax402-691-0251
Office hours8:00a.m. To 4:00p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Regulatory AUM

$347M▲ 11%
Jan '25 — $312.6MFeb '25 — $312.6MMar '25 — $312.6MApr '25 — $312.6MMay '25 — $312.6MJun '25 — $312.6MJul '25 — $312.6MAug '25 — $312.6MSep '25 — $312.6MOct '25 — $312.6MNov '25 — $312.6MDec '25 — $312.6MJan '26 — $312.6MFeb '26 — $347MMar '26 — $347MApr '26 — $347MMay '26 — $347MJun '26 — $347M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 58%
Larger than 42% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers

Assets under management

$347Mregulatory AUM
Discretionary $324.6MNon-discretionary $22.4M