Thomas Frederick Pflug
Member Manager & Chief Compliance OfficerPflug Koory, LLCCRD 2148752
About Thomas Frederick Pflug
Thomas Frederick Pflug is listed as Member Manager & Chief Compliance Officer at Pflug Koory, LLC in Omaha, NE. Form ADV reports a beneficial ownership band of 50-75%.
Reported ownership
Owns 50-75% of Pflug Koory, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas Frederick Pflug work?
Thomas Frederick Pflug is listed as Member Manager & Chief Compliance Officer at Pflug Koory, LLC on SEC Form ADV.
How much of Pflug Koory, LLC does Thomas Frederick Pflug own?
Form ADV reports a beneficial ownership band of 50-75%.
Pflug Koory, LLC
| Title | Member Manager & Chief Compliance Officer |
| Ownership | 50-75% |
| Control person | Yes |
| Since | 2000 |