Planguide Financial LLC
● SEC registered since 2026CRD 329089SEC# 801-135492Southlake, TX
Reg. AUM
$277.3M
Employees
1
Accounts
9
Location
Southlake, TX
About Planguide Financial
PlanGuide Financial specializes in workplace retirement plans for plan fiduciaries and sponsors. It offers tailored retirement solutions with financial wellness initiatives that let organizations focus on their people.
Summary based on the firm’s website.
Planguide Financial LLC assets under management
Planguide Financial LLC is an investment advisory firm registered with the SEC based in Southlake, TX. The firm has been registered since 2026. It reports $277.3 million in regulatory assets under management and employs 1 people.
Planguide Financial LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Sumit Gulati Control | Executive Director & Chief Compliance Officer | Over 75% | 2023 |
Frequently asked questions
How much does Planguide Financial LLC manage?
Planguide Financial LLC reports $277.3 million in regulatory assets under management on its Form ADV.
How many employees does Planguide Financial LLC have?
Planguide Financial LLC reports 1 employees.
Where is Planguide Financial LLC located?
Planguide Financial LLC is based in Southlake, TX and has been SEC-registered since 2026.
Does Planguide Financial LLC disclose fund performance?
Planguide Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 180 State Street, Suite 225, Southlake, TX 76092 |
| Phone | 775-379-9729 |
| Fax | N/A |
| Office hours | By Appointment Only |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$277.3MNo change
Feb '26Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 65%
Larger than 35% of 16,369 advisers
EmployeesTop 94%
More than 6% of 16,804 advisers
Assets under management
$277.3Mregulatory AUM
Discretionary $50.6MNon-discretionary $226.7M