Sumit Gulati
Executive Director & Chief Compliance OfficerPlanguide Financial LLCCRD 5911869
About Sumit Gulati
Sumit Gulati is listed as Executive Director & Chief Compliance Officer at Planguide Financial LLC in Southlake, TX. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Planguide Financial LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Sumit Gulati work?
Sumit Gulati is listed as Executive Director & Chief Compliance Officer at Planguide Financial LLC on SEC Form ADV.
How much of Planguide Financial LLC does Sumit Gulati own?
Form ADV reports a beneficial ownership band of Over 75%.
Planguide Financial LLC
| Title | Executive Director & Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2023 |