Pomona Wealth Management, LLC
● SEC registered since 2024CRD 329171SEC# 801-129338
Reg. AUM
$289.8M
Employees
2
Accounts
658
Location
—
Pomona Wealth Management, LLC assets under management
Pomona Wealth Management, LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2024. It reports $289.8 million in regulatory assets under management and employs 2 people.
Pomona Wealth Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kevin James Floyd Control | Managing Member & Chief Compliance Officer | Over 75% | 2024 |
Frequently asked questions
How much does Pomona Wealth Management, LLC manage?
Pomona Wealth Management, LLC reports $289.8 million in regulatory assets under management on its Form ADV.
How many employees does Pomona Wealth Management, LLC have?
Pomona Wealth Management, LLC reports 2 employees.
Does Pomona Wealth Management, LLC disclose fund performance?
Pomona Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 509-643-6028 |
| Office hours | 9-5 |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$289.8M▲ 75%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 63%
Larger than 37% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$289.8Mregulatory AUM
Discretionary $288.9MNon-discretionary $876K