Kevin James Floyd
Managing Member & Chief Compliance OfficerPomona Wealth Management, LLCCRD 5593632
About Kevin James Floyd
Kevin James Floyd is listed as Managing Member & Chief Compliance Officer at Pomona Wealth Management, LLC. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Pomona Wealth Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Kevin James Floyd work?
Kevin James Floyd is listed as Managing Member & Chief Compliance Officer at Pomona Wealth Management, LLC on SEC Form ADV.
How much of Pomona Wealth Management, LLC does Kevin James Floyd own?
Form ADV reports a beneficial ownership band of Over 75%.
Pomona Wealth Management, LLC
| Title | Managing Member & Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2024 |