Potentia RIA, LLC
● SEC registered since 2024CRD 329135SEC# 801-129366San Jose, CA
Reg. AUM
$569.1M
Employees
16
Accounts
1,253
Location
San Jose, CA
Potentia RIA, LLC assets under management
Potentia RIA, LLC is a registered investment adviser overseen by the SEC based in San Jose, CA. The firm has been registered since 2024. It reports $569.1 million in regulatory assets under management and employs 16 people.
Potentia RIA, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kevin C. Swanson Control | Chief Compliance Officer, Owner, Iar | Over 75% | 2023 |
| Nicole Marie Morris Control | Partner | 10-25% | 2024 |
Frequently asked questions
How much does Potentia RIA, LLC manage?
Potentia RIA, LLC reports $569.1 million in regulatory assets under management on its Form ADV.
How many employees does Potentia RIA, LLC have?
Potentia RIA, LLC reports 16 employees.
Where is Potentia RIA, LLC located?
Potentia RIA, LLC is based in San Jose, CA and has been SEC-registered since 2024.
Does Potentia RIA, LLC disclose fund performance?
Potentia RIA, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1226 Lincoln Ave, Suite 200, San Jose, CA 95125 |
| Phone | 408-288-7886 |
| Office hours | 8:00 - 5:00 Pst |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$569.1M▲ 17%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 45%
Larger than 55% of 16,271 advisers
EmployeesTop 29%
More than 71% of 16,825 advisers
Assets under management
$569.1Mregulatory AUM
Discretionary $569.1M