Kevin C. Swanson
Chief Compliance Officer, Owner, IarPotentia RIA, LLCCRD 4723624
About Kevin C. Swanson
Kevin C. Swanson is listed as Chief Compliance Officer, Owner, Iar at Potentia RIA, LLC in San Jose, CA. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Potentia RIA, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Kevin C. Swanson work?
Kevin C. Swanson is listed as Chief Compliance Officer, Owner, Iar at Potentia RIA, LLC on SEC Form ADV.
How much of Potentia RIA, LLC does Kevin C. Swanson own?
Form ADV reports a beneficial ownership band of Over 75%.
Potentia RIA, LLC
| Title | Chief Compliance Officer, Owner, Iar |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2023 |