Powell Financial, Inc.
● SEC registered since 2015CRD 144230SEC# 801-88185Cornelius, NC
Reg. AUM
$229.2M
Employees
3
Accounts
272
Location
Cornelius, NC
Powell Financial, Inc. assets under management
Powell Financial, Inc. operates as an SEC-registered investment adviser based in Cornelius, NC. The firm has been registered since 2015. It reports $229.2 million in regulatory assets under management and employs 3 people.
Powell Financial, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Lemal Powell Control | President / Chief Compliance Officer | Over 75% | 2007 |
Frequently asked questions
How much does Powell Financial, Inc. manage?
Powell Financial, Inc. reports $229.2 million in regulatory assets under management on its Form ADV.
How many employees does Powell Financial, Inc. have?
Powell Financial, Inc. reports 3 employees.
Where is Powell Financial, Inc. located?
Powell Financial, Inc. is based in Cornelius, NC and has been SEC-registered since 2015.
Does Powell Financial, Inc. disclose fund performance?
Powell Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 17818 Statesville Rd, Suite 221, Cornelius, NC 28031 |
| Phone | (704) 439-0027 |
| Office hours | 8a.m.-5p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$229.2M▲ 13%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 71%
Larger than 29% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$229.2Mregulatory AUM
Discretionary $229.2M