David Lemal Powell
President / Chief Compliance OfficerPowell Financial, Inc.CRD 2510305
About David Lemal Powell
David Lemal Powell is listed as President / Chief Compliance Officer at Powell Financial, Inc. in Cornelius, NC. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Powell Financial, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does David Lemal Powell work?
David Lemal Powell is listed as President / Chief Compliance Officer at Powell Financial, Inc. on SEC Form ADV.
How much of Powell Financial, Inc. does David Lemal Powell own?
Form ADV reports a beneficial ownership band of Over 75%.
Powell Financial, Inc.
| Title | President / Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2007 |