Pt Asset Management, LLC
● SEC registered since 1994CRD 107619SEC# 801-46031Chicago, IL
Reg. AUM
$11.35B
Employees
52
Accounts
5
Location
Chicago, IL
Pt Asset Management, LLC assets under management
Pt Asset Management, LLC is a registered investment adviser overseen by the SEC based in Chicago, IL. The firm has been registered since 1994. It reports $11.3 billion in regulatory assets under management and employs 52 people.
Pt Asset Management, LLC owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anne Marie Duffy Control | Chief Compliance Officer & General Counsel | Under 5% | 2022 |
| Anthony James Harris Control | Senior Portfolio Manager | 5-10% | 2015 |
| Craig Stephen Johnson Control | Board Member | Under 5% | 2025 |
See all 10 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Pt Asset Management, LLC manage?
Pt Asset Management, LLC reports $11.3 billion in regulatory assets under management on its Form ADV.
How many employees does Pt Asset Management, LLC have?
Pt Asset Management, LLC reports 52 employees.
Where is Pt Asset Management, LLC located?
Pt Asset Management, LLC is based in Chicago, IL and has been SEC-registered since 1994.
Does Pt Asset Management, LLC disclose fund performance?
Pt Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 500 W. Madison Street, Suite 500, Chicago, IL 60661 |
| Phone | 312-521-1000 |
| Fax | 312-521-1215 |
| Office hours | 8a.m.-5p.m. Cst |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1654913 |
| Discloses disciplinary history | No |
Regulatory AUM
$11.35B▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 8%
Larger than 92% of 16,271 advisers
EmployeesTop 12%
More than 88% of 16,825 advisers
Assets under management
$11.35Bregulatory AUM
Discretionary $11.35B