Anne Marie Duffy
Chief Compliance Officer & General CounselPt Asset Management, LLCCRD 6497294
About Anne Marie Duffy
Anne Marie Duffy is listed as Chief Compliance Officer & General Counsel at Pt Asset Management, LLC in Chicago, IL. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Pt Asset Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Anne Marie Duffy work?
Anne Marie Duffy is listed as Chief Compliance Officer & General Counsel at Pt Asset Management, LLC on SEC Form ADV.
How much of Pt Asset Management, LLC does Anne Marie Duffy own?
Form ADV reports a beneficial ownership band of Under 5%.
Pt Asset Management, LLC
| Title | Chief Compliance Officer & General Counsel |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2022 |