Raffles Capital Management, LLC
● SEC registered since 2012CRD 161565SEC# 801-74042New York, NY
Ranks #4,723 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$270.2M
Fund GAV
$270.2M
Private funds
1
Employees
2
Accounts
1
Location
New York, NY
Raffles Capital Management, LLC assets under management
Raffles Capital Management, LLC is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2012. It reports $270.2 million in regulatory assets under management and employs 2 people. Raffles Capital Management, LLC manages 1 private fund with combined gross assets of $270.2 million, including Raffles Associates, L.P. By regulatory assets, it ranks 4,723 of 6,004 private fund managers.
Raffles Capital Management, LLC private funds
1 funds · $270.2M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Raffles Associates, L.P. | Hedge | $270.2M | $250K |
Raffles Capital Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James D. O'Leary Control | Chief Compliance Officer | Under 5% | 2001 |
| Paul H. O'Leary Control | Managing Member | Over 75% | 1996 |
Frequently asked questions
How much does Raffles Capital Management, LLC manage?
Raffles Capital Management, LLC reports $270.2 million in regulatory assets under management on its Form ADV.
How many private funds does Raffles Capital Management, LLC manage?
Raffles Capital Management, LLC manages 1 private funds with combined gross assets of $270.2 million.
How many employees does Raffles Capital Management, LLC have?
Raffles Capital Management, LLC reports 2 employees.
Where is Raffles Capital Management, LLC located?
Raffles Capital Management, LLC is based in New York, NY and has been SEC-registered since 2012.
Does Raffles Capital Management, LLC disclose fund performance?
Raffles Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5 Penn Plaza, 19th Floor, New York, NY 10001 |
| Phone | 212-760-2322 |
| Fax | 212-760-2324 |
| Office hours | 9a.m. - 5p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$270.2M▲ 50%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 65%
Larger than 35% of 16,271 advisers
AUM vs fund managersTop 79%
Larger than 21% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$270.2Mregulatory AUM
Discretionary $270.2M