RBC Capital Markets, LLC
● SEC registered since 1977CRD 31194SEC# 801-13059New York, NY
Reg. AUM
$310.43B
Employees
8,781
Accounts
511,871
Location
New York, NY
RBC Capital Markets, LLC assets under management
RBC Capital Markets, LLC operates as an SEC-registered investment adviser based in New York, NY. The firm has been registered since 1977. It reports $310.4 billion in regulatory assets under management and employs 8,781 people.
RBC Capital Markets, LLC owners & executives
13 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brett Lane Thorne Control | President, Rbc Clearing & Custody | Under 5% | 2016 |
| Cindy Louise Schreiner Control | Us Wealth Management Principal Operations Officer | Under 5% | 2024 |
| Dorje Tsering Glassman Control | Co-Head Of U.s. Capital Markets Law Group | Under 5% | 2022 |
See all 13 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does RBC Capital Markets, LLC manage?
RBC Capital Markets, LLC reports $310.4 billion in regulatory assets under management on its Form ADV.
How many employees does RBC Capital Markets, LLC have?
RBC Capital Markets, LLC reports 8,781 employees.
Where is RBC Capital Markets, LLC located?
RBC Capital Markets, LLC is based in New York, NY and has been SEC-registered since 1977.
Does RBC Capital Markets, LLC disclose fund performance?
RBC Capital Markets, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 200 Vesey St., New York, NY 10281 |
| Phone | 212-858-7000 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$310.43B▲ 19%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 1%
Larger than 99% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$310.43Bregulatory AUM
Discretionary $235.35BNon-discretionary $75.08B