Sean Walter O'Connor
Chief Compliance Officer, Rbc Wealth Management - U.s.RBC Capital Markets, LLCCRD 6578918
About Sean Walter O'Connor
Sean Walter O'Connor is listed as Chief Compliance Officer, Rbc Wealth Management - U.s. at RBC Capital Markets, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of RBC Capital Markets, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Sean Walter O'Connor work?
Sean Walter O'Connor is listed as Chief Compliance Officer, Rbc Wealth Management - U.s. at RBC Capital Markets, LLC on SEC Form ADV.
How much of RBC Capital Markets, LLC does Sean Walter O'Connor own?
Form ADV reports a beneficial ownership band of Under 5%.
RBC Capital Markets, LLC
| Title | Chief Compliance Officer, Rbc Wealth Management - U.s. |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |