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Regal Investment Advisors LLC

● SEC registered since 2010CRD 125004SEC# 801-71923Kentwood, MI
Export (members)
Reg. AUM
$2.88B
Employees
131
Accounts
13,473
Location
Kentwood, MI

Regal Investment Advisors LLC assets under management

Regal Investment Advisors LLC is an SEC-registered investment adviser based in Kentwood, MI. The firm has been registered since 2010. It reports $2.9 billion in regulatory assets under management and employs 131 people.

Regal Investment Advisors LLC owners & executives

6 reported
NameTitleOwnershipSince
Donald Nate CarlsonExecutive Vice PresidentUnder 5%2012
John Anthony Kailunas ControlCeoUnder 5%2000
Regal Holdings of America, LLC ControlHolding CompanyOver 75%2025
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Frequently asked questions

How much does Regal Investment Advisors LLC manage?

Regal Investment Advisors LLC reports $2.9 billion in regulatory assets under management on its Form ADV.

How many employees does Regal Investment Advisors LLC have?

Regal Investment Advisors LLC reports 131 employees.

Where is Regal Investment Advisors LLC located?

Regal Investment Advisors LLC is based in Kentwood, MI and has been SEC-registered since 2010.

Does Regal Investment Advisors LLC disclose fund performance?

Regal Investment Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2687 44th Street SE, Kentwood, MI 49512
Phone616-224-2204
Fax616-458-7402
Office hours8:30a.m. - 5:00p.m. M-Th 8:30a.m. - 3:00p.m. F
SEC regionChicago Regional Office (CHRO)
CIK1559789
Discloses disciplinary historyYes

Regulatory AUM

$2.88B▲ 18%
Mar '25 — $2.45BApr '25 — $2.45BMay '25 — $2.45BJun '25 — $2.45BJul '25 — $2.45BAug '25 — $2.45BSep '25 — $2.45BOct '25 — $2.45BNov '25 — $2.45BDec '25 — $2.45BJan '26 — $2.45BFeb '26 — $2.45BMar '26 — $2.88BApr '26 — $2.88BMay '26 — $2.88BJun '26 — $2.88B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 18%
Larger than 82% of 16,271 advisers
EmployeesTop 6%
More than 94% of 16,825 advisers

Assets under management

$2.88Bregulatory AUM
Discretionary $2.45BNon-discretionary $432.2M