RIA Services, LLC
● SEC registered since 2021CRD 281520SEC# 801-120760West Bend, WI
Reg. AUM
$276.1M
Employees
5
Accounts
1,173
Location
West Bend, WI
RIA Services, LLC assets under management
RIA Services, LLC is an SEC-registered investment adviser based in West Bend, WI. The firm has been registered since 2021. It reports $276.1 million in regulatory assets under management and employs 5 people.
RIA Services, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Leo Rosenow Control | Member, Chief Compliance Officer | 10-25% | 2021 |
| David Scott Lake Control | Member | Over 75% | 2015 |
Frequently asked questions
How much does RIA Services, LLC manage?
RIA Services, LLC reports $276.1 million in regulatory assets under management on its Form ADV.
How many employees does RIA Services, LLC have?
RIA Services, LLC reports 5 employees.
Where is RIA Services, LLC located?
RIA Services, LLC is based in West Bend, WI and has been SEC-registered since 2021.
Does RIA Services, LLC disclose fund performance?
RIA Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1755 W. Paradise Dr., West Bend, WI 53095 |
| Phone | 262-226-2729 |
| Office hours | Mon - Thurs: 8a.m.-4:00p.m., Fri: 8a.m.-3p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$276.1M▲ 25%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 65%
Larger than 35% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$276.1Mregulatory AUM
Discretionary $276.1M