Rose Smart Growth Investment Advisors, LLC
● SEC registered since 2012CRD 161271SEC# 801-73867New York, NY
Ranks #2,184 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$2B
Fund GAV
$3.6M
Private funds
1
Employees
50
Accounts
7
Location
New York, NY
Rose Smart Growth Investment Advisors, LLC assets under management
Rose Smart Growth Investment Advisors, LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2012. It reports $2 billion in regulatory assets under management and employs 50 people. Rose Smart Growth Investment Advisors, LLC manages 1 private fund with combined gross assets of $3.6 million, including Rose Affordable Housing Preservation Fund LLC. By regulatory assets, it ranks 2,184 of 6,004 private fund managers.
Rose Smart Growth Investment Advisors, LLC private funds
1 funds · $3.6M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Rose Affordable Housing Preservation Fund LLC | Real Estate | $3.6M | — |
Rose Smart Growth Investment Advisors, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Carolyn Au Control | Chief Compliance Officer; Chief Operating Officer | Under 5% | 2022 |
| Jonathan F.p. Rose Control | Chief Executive Officer | Under 5% | 2006 |
| Rose Community Holdings, LLC Control | Managing Member | Over 75% | 2017 |
See all 6 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Rose Smart Growth Investment Advisors, LLC manage?
Rose Smart Growth Investment Advisors, LLC reports $2 billion in regulatory assets under management on its Form ADV.
How many private funds does Rose Smart Growth Investment Advisors, LLC manage?
Rose Smart Growth Investment Advisors, LLC manages 1 private funds with combined gross assets of $3.6 million.
How many employees does Rose Smart Growth Investment Advisors, LLC have?
Rose Smart Growth Investment Advisors, LLC reports 50 employees.
Where is Rose Smart Growth Investment Advisors, LLC located?
Rose Smart Growth Investment Advisors, LLC is based in New York, NY and has been SEC-registered since 2012.
Does Rose Smart Growth Investment Advisors, LLC disclose fund performance?
Rose Smart Growth Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 551 Fifth Avenue, 23rd Floor, New York, NY 10176 |
| Phone | 917-542-3600 |
| Fax | 917-542-3601 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$2B▲ 5%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 22%
Larger than 78% of 16,271 advisers
AUM vs fund managersTop 36%
Larger than 64% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 12%
More than 88% of 16,825 advisers
Assets under management
$2Bregulatory AUM
Discretionary $2B
Service providers
Auditor
Custodian