Carolyn Au
Chief Compliance Officer; Chief Operating OfficerRose Smart Growth Investment Advisors, LLCCRD 7675545
About Carolyn Au
Carolyn Au is listed as Chief Compliance Officer; Chief Operating Officer at Rose Smart Growth Investment Advisors, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Rose Smart Growth Investment Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Carolyn Au work?
Carolyn Au is listed as Chief Compliance Officer; Chief Operating Officer at Rose Smart Growth Investment Advisors, LLC on SEC Form ADV.
How much of Rose Smart Growth Investment Advisors, LLC does Carolyn Au own?
Form ADV reports a beneficial ownership band of Under 5%.
Rose Smart Growth Investment Advisors, LLC
| Title | Chief Compliance Officer; Chief Operating Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2022 |