Rosenwald Capital Management, Inc.
● SEC registered since 2018CRD 290118SEC# 801-112520Redondo Beach, CA
Ranks #4,839 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$248.1M
Fund GAV
$158.3M
Private funds
2
Employees
6
Accounts
3
Location
Redondo Beach, CA
Rosenwald Capital Management, Inc. assets under management
Rosenwald Capital Management, Inc. operates as an SEC-registered investment adviser based in Redondo Beach, CA. The firm has been registered since 2018. It reports $248.1 million in regulatory assets under management and employs 6 people. Rosenwald Capital Management, Inc. manages 2 private funds with combined gross assets of $158.3 million, including Rosenwald Partners, L.P. By regulatory assets, it ranks 4,839 of 6,004 private fund managers.
Rosenwald Capital Management, Inc. private funds
2 funds · $158.3M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Rosenwald Partners, L.P. | Hedge | $82.1M | — |
| Kings Bay Investment Co. Ltd. | Hedge | $76.2M | — |
Rosenwald Capital Management, Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anita Nmn Vora Control | Chief Financial Officer, Secretary & Treasurer | Under 5% | 2017 |
| Christopher Alfred Ha Control | Chief Compliance Officer | Under 5% | 2021 |
| James Benno Rosenwald Control | Director, President | Under 5% | 1984 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Rosenwald Capital Management, Inc. manage?
Rosenwald Capital Management, Inc. reports $248.1 million in regulatory assets under management on its Form ADV.
How many private funds does Rosenwald Capital Management, Inc. manage?
Rosenwald Capital Management, Inc. manages 2 private funds with combined gross assets of $158.3 million.
How many employees does Rosenwald Capital Management, Inc. have?
Rosenwald Capital Management, Inc. reports 6 employees.
Where is Rosenwald Capital Management, Inc. located?
Rosenwald Capital Management, Inc. is based in Redondo Beach, CA and has been SEC-registered since 2018.
Does Rosenwald Capital Management, Inc. disclose fund performance?
Rosenwald Capital Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 121 West Torrance Blvd., Suite 100, Redondo Beach, CA 90277 |
| Phone | 310-318-9000 |
| Fax | 424-402-5066 |
| Office hours | 7:00 a.m. - 4:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Umbrella registration | Yes |
| Discloses disciplinary history | No |
Regulatory AUM
$248.1M▲ 14%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 68%
Larger than 32% of 16,271 advisers
AUM vs fund managersTop 81%
Larger than 19% of 6,004 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$248.1Mregulatory AUM
Discretionary $248.1M
Service providers
Auditor
Prime broker
Custodian
Administrator