Christopher Alfred Ha
Chief Compliance OfficerRosenwald Capital Management, Inc.CRD 6095216
About Christopher Alfred Ha
Christopher Alfred Ha is listed as Chief Compliance Officer at Rosenwald Capital Management, Inc. in Redondo Beach, CA. Form ADV reports a beneficial ownership band of Under 5%. Christopher Alfred Ha is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Rosenwald Capital Management, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Christopher Alfred Ha work?
Christopher Alfred Ha is listed as Chief Compliance Officer at Rosenwald Capital Management, Inc. on SEC Form ADV.
How much of Rosenwald Capital Management, Inc. does Christopher Alfred Ha own?
Form ADV reports a beneficial ownership band of Under 5%.
Rosenwald Capital Management, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |
Dalton Investments, Inc.
| Title | Secretary, Chief Compliance Officer And Counsel, Dalton Investments, Inc. |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |