Royal Oak Financial Advisors, LLC
● SEC registered since 2018CRD 290152SEC# 801-114096Royal Oak, MI
Reg. AUM
$366.1M
Employees
7
Accounts
1,584
Location
Royal Oak, MI
Royal Oak Financial Advisors, LLC assets under management
Royal Oak Financial Advisors, LLC is an SEC-registered investment adviser based in Royal Oak, MI. The firm has been registered since 2018. It reports $366.1 million in regulatory assets under management and employs 7 people.
Royal Oak Financial Advisors, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Brendahl Westwood | Principal | Under 5% | 2019 |
| Paul Edgar Erickson Control | Principal/Cco | 50-75% | 2017 |
| Robert Charles Mulcahy Control | Principal | 50-75% | 2017 |
Frequently asked questions
How much does Royal Oak Financial Advisors, LLC manage?
Royal Oak Financial Advisors, LLC reports $366.1 million in regulatory assets under management on its Form ADV.
How many employees does Royal Oak Financial Advisors, LLC have?
Royal Oak Financial Advisors, LLC reports 7 employees.
Where is Royal Oak Financial Advisors, LLC located?
Royal Oak Financial Advisors, LLC is based in Royal Oak, MI and has been SEC-registered since 2018.
Does Royal Oak Financial Advisors, LLC disclose fund performance?
Royal Oak Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1709 Crooks Road, Royal Oak, MI 48067 |
| Phone | 248-709-6134 |
| Office hours | By Appointment Only |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$366.1M▲ 18%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 56%
Larger than 44% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$366.1Mregulatory AUM
Discretionary $366.1M