Santa Barbara Mgmt, LLC
● SEC registered since 2025CRD 334801SEC# 801-132201Chicago, IL
Reg. AUM
$530.2M
Employees
18
Accounts
267
Location
Chicago, IL
Santa Barbara Mgmt, LLC assets under management
Santa Barbara Mgmt, LLC is an investment advisory firm registered with the SEC based in Chicago, IL. The firm has been registered since 2025. It reports $530.2 million in regulatory assets under management and employs 18 people.
Santa Barbara Mgmt, LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brett William Pohl | Chief Compliance Officer | Under 5% | 2025 |
| Elizabeth Clark Francis Control | Chief Client Officer | Under 5% | 2026 |
| Gustav Magnus Nicholas Vik Control | Chief Operating Officer | Under 5% | 2026 |
| Kinshuk Dey Rajan Control | Chief Investment Officer & Head Of Strategic Finance | Under 5% | 2024 |
| Robert D. Casey Descendants Trust | Owner | Under 5% | 2025 |
| Robert Donald Casey III Control | Ceo | Under 5% | 2024 |
| Santa Barbara Management Holdings, LLC | Owner | Over 75% | 2024 |
| Robert Donald Casey III Control | Owner | 25-50% | 2024 |
Frequently asked questions
How much does Santa Barbara Mgmt, LLC manage?
Santa Barbara Mgmt, LLC reports $530.2 million in regulatory assets under management on its Form ADV.
How many employees does Santa Barbara Mgmt, LLC have?
Santa Barbara Mgmt, LLC reports 18 employees.
Where is Santa Barbara Mgmt, LLC located?
Santa Barbara Mgmt, LLC is based in Chicago, IL and has been SEC-registered since 2025.
Does Santa Barbara Mgmt, LLC disclose fund performance?
Santa Barbara Mgmt, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 222 N. Lasalle Street, Suite 625, Chicago, IL 60601 |
| Phone | 734-604-9891 |
| Office hours | 8a.m.-5p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$530.2M▲ 105%
Jul '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 47%
Larger than 53% of 16,306 advisers
EmployeesTop 26%
More than 74% of 16,824 advisers
Assets under management
$530.2Mregulatory AUM
Discretionary $231.7MNon-discretionary $298.5M