Brett William Pohl
Chief Compliance OfficerSanta Barbara Mgmt, LLCCRD 5896497
About Brett William Pohl
Brett William Pohl is listed as Chief Compliance Officer at Santa Barbara Mgmt, LLC in Chicago, IL. Form ADV reports a beneficial ownership band of Under 5%. Brett William Pohl is associated with 5 registered advisers.
Reported ownership
Owns Under 5% of Santa Barbara Mgmt, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Brett William Pohl work?
Brett William Pohl is listed as Chief Compliance Officer at Santa Barbara Mgmt, LLC on SEC Form ADV.
How much of Santa Barbara Mgmt, LLC does Brett William Pohl own?
Form ADV reports a beneficial ownership band of Under 5%.
Santa Barbara Mgmt, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Total Investment Management, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Retirement Consulting Group, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Thrive Capital Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Plan Group Financial, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |