Saxon Securities LLC
● SEC registered since 2014CRD 155168SEC# 801-79118San Francisco, CA
Reg. AUM
$94.6M
Employees
2
Accounts
25
Location
San Francisco, CA
Saxon Securities LLC assets under management
Saxon Securities LLC is an SEC-registered investment adviser based in San Francisco, CA. The firm has been registered since 2014. It reports $94.6 million in regulatory assets under management and employs 2 people.
Saxon Securities LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ned Francis Lucia Control | Managing Partner, Chief Compliance Officer, Managing Member | 50-75% | 2010 |
Frequently asked questions
How much does Saxon Securities LLC manage?
Saxon Securities LLC reports $94.6 million in regulatory assets under management on its Form ADV.
How many employees does Saxon Securities LLC have?
Saxon Securities LLC reports 2 employees.
Where is Saxon Securities LLC located?
Saxon Securities LLC is based in San Francisco, CA and has been SEC-registered since 2014.
Does Saxon Securities LLC disclose fund performance?
Saxon Securities LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 611 Gateway Boulevard, Suite 120 #1003, San Francisco, CA 94080 |
| Phone | 415-820-5312 |
| Fax | 415-820-5399 |
| Office hours | 8:30a.m. - 5p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$94.6M▼ 31%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 94%
Larger than 6% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$94.6Mregulatory AUM
Discretionary $94.6M