Ned Francis Lucia
Managing Partner, Chief Compliance Officer, Managing MemberSaxon Securities LLCCRD 5582090
About Ned Francis Lucia
Ned Francis Lucia is listed as Managing Partner, Chief Compliance Officer, Managing Member at Saxon Securities LLC in San Francisco, CA. Form ADV reports a beneficial ownership band of 50-75%.
Reported ownership
Owns 50-75% of Saxon Securities LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Ned Francis Lucia work?
Ned Francis Lucia is listed as Managing Partner, Chief Compliance Officer, Managing Member at Saxon Securities LLC on SEC Form ADV.
How much of Saxon Securities LLC does Ned Francis Lucia own?
Form ADV reports a beneficial ownership band of 50-75%.
Saxon Securities LLC
| Title | Managing Partner, Chief Compliance Officer, Managing Member |
| Ownership | 50-75% |
| Control person | Yes |
| Since | 2010 |