Sbk Financial, Inc.
● SEC registered since 2005CRD 132513SEC# 801-64185Richmond, VA
Reg. AUM
$1.54B
Employees
18
Accounts
1,318
Location
Richmond, VA
Sbk Financial, Inc. assets under management
Sbk Financial, Inc. is an investment advisory firm registered with the SEC based in Richmond, VA. The firm has been registered since 2005. It reports $1.5 billion in regulatory assets under management and employs 18 people.
Sbk Financial, Inc. owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrea Lynn Broughton Control | Chief Executive Officer / Partner | 25-50% | 2005 |
| Claire Elaine Craighill Control | Director / Partner | 5-10% | 2014 |
| Constantine Andrew Pelos Control | Chief Compliance Officer | Under 5% | 2023 |
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Join to unlock · $37/moFrequently asked questions
How much does Sbk Financial, Inc. manage?
Sbk Financial, Inc. reports $1.5 billion in regulatory assets under management on its Form ADV.
How many employees does Sbk Financial, Inc. have?
Sbk Financial, Inc. reports 18 employees.
Where is Sbk Financial, Inc. located?
Sbk Financial, Inc. is based in Richmond, VA and has been SEC-registered since 2005.
Does Sbk Financial, Inc. disclose fund performance?
Sbk Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1001 Haxall Point, Suite 705, Richmond, VA 23219 |
| Phone | 804-237-1700 |
| Office hours | 8:30a.m. 5:30p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.54B▲ 36%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 26%
Larger than 74% of 16,271 advisers
EmployeesTop 26%
More than 74% of 16,825 advisers
Assets under management
$1.54Bregulatory AUM
Discretionary $1.54B