Constantine Andrew Pelos
Chief Compliance OfficerSbk Financial, Inc.CRD 1074631
About Constantine Andrew Pelos
Constantine Andrew Pelos is listed as Chief Compliance Officer at Sbk Financial, Inc. in Richmond, VA. Form ADV reports a beneficial ownership band of Under 5%. Constantine Andrew Pelos is associated with 9 registered advisers.
Reported ownership
Owns Under 5% of Sbk Financial, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Constantine Andrew Pelos work?
Constantine Andrew Pelos is listed as Chief Compliance Officer at Sbk Financial, Inc. on SEC Form ADV.
How much of Sbk Financial, Inc. does Constantine Andrew Pelos own?
Form ADV reports a beneficial ownership band of Under 5%.
Sbk Financial, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Solera Capital, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2022 |
Superior Planning, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Tradewinds Asset Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Lake Whillans Capital Partners LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2022 |
Star Asia Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2022 |
Commonwealth Retirement Investments LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |
Blueprint Local LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Scenic Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |