Tradewinds Asset Management, LLC
● SEC registered since 2023CRD 323879SEC# 801-127142Portland, OR
Ranks #5,545 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$135.1M
Fund GAV
$7.3M
Private funds
1
Employees
4
Accounts
261
Location
Portland, OR
Tradewinds Asset Management, LLC assets under management
Tradewinds Asset Management, LLC is a registered investment adviser overseen by the SEC based in Portland, OR. The firm has been registered since 2023. It reports $135.1 million in regulatory assets under management and employs 4 people. Tradewinds Asset Management, LLC manages 1 private fund with combined gross assets of $7.3 million, including Aeovia Hedged Equity Fund, LP. By regulatory assets, it ranks 5,545 of 6,004 private fund managers.
Tradewinds Asset Management, LLC private funds
1 funds · $7.3M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Aeovia Hedged Equity Fund, LP | Hedge | $7.3M | $500K |
Tradewinds Asset Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christian Samuel D'Urso Control | Principal | Over 75% | 2022 |
| Constantine Andrew Pelos | Chief Compliance Officer | Under 5% | 2024 |
| James Paul Spangler | Chief Operating Officer | Under 5% | 2022 |
Frequently asked questions
How much does Tradewinds Asset Management, LLC manage?
Tradewinds Asset Management, LLC reports $135.1 million in regulatory assets under management on its Form ADV.
How many private funds does Tradewinds Asset Management, LLC manage?
Tradewinds Asset Management, LLC manages 1 private funds with combined gross assets of $7.3 million.
How many employees does Tradewinds Asset Management, LLC have?
Tradewinds Asset Management, LLC reports 4 employees.
Where is Tradewinds Asset Management, LLC located?
Tradewinds Asset Management, LLC is based in Portland, OR and has been SEC-registered since 2023.
Does Tradewinds Asset Management, LLC disclose fund performance?
Tradewinds Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5550 S MacAdam Ave, Ste 110, Portland, OR 97239 |
| Phone | 503-673-2828 |
| Office hours | 8-5 |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$135.1M▲ 3%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 86%
Larger than 14% of 16,271 advisers
AUM vs fund managersTop 92%
Larger than 8% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$135.1Mregulatory AUM
Discretionary $135.1M