Shufro, Rose & Co., LLC
● SEC registered since 1955CRD 3403SEC# 801-977New York, NY
Reg. AUM
$2.46B
Employees
27
Accounts
3,009
Location
New York, NY
Shufro, Rose & Co., LLC assets under management
Shufro, Rose & Co., LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 1955. It reports $2.5 billion in regulatory assets under management and employs 27 people.
Shufro, Rose & Co., LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gregory David Shufro Control | Principal And Senior Financial Advisor | 10-25% | 2008 |
| Harvey Wacht Control | Principal And Senior Financial Advisor | 5-10% | 2003 |
| John Marinus Contant Control | Principal And Senior Financial Advisor | 10-25% | 2004 |
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Join to unlock · $37/moFrequently asked questions
How much does Shufro, Rose & Co., LLC manage?
Shufro, Rose & Co., LLC reports $2.5 billion in regulatory assets under management on its Form ADV.
How many employees does Shufro, Rose & Co., LLC have?
Shufro, Rose & Co., LLC reports 27 employees.
Where is Shufro, Rose & Co., LLC located?
Shufro, Rose & Co., LLC is based in New York, NY and has been SEC-registered since 1955.
Does Shufro, Rose & Co., LLC disclose fund performance?
Shufro, Rose & Co., LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 600 Lexington Avenue, 15th Floor, New York, NY 10022 |
| Phone | 212-754-5100 |
| Fax | 212-754-5111 |
| Office hours | 9 a.m. - 5 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$2.46B▲ 14%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 20%
Larger than 80% of 16,271 advisers
EmployeesTop 19%
More than 81% of 16,825 advisers
Assets under management
$2.46Bregulatory AUM
Discretionary $2.41BNon-discretionary $58M