Tara Nichole Horne
Chief Compliance OfficerPlexus Financial Services, LLCCRD 6090958
About Tara Nichole Horne
Tara Nichole Horne is listed as Chief Compliance Officer at Plexus Financial Services, LLC in Deer Park, IL. Form ADV reports a beneficial ownership band of Under 5%. Tara Nichole Horne is associated with 6 registered advisers.
Reported ownership
Owns Under 5% of Plexus Financial Services, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Tara Nichole Horne work?
Tara Nichole Horne is listed as Chief Compliance Officer at Plexus Financial Services, LLC on SEC Form ADV.
How much of Plexus Financial Services, LLC does Tara Nichole Horne own?
Form ADV reports a beneficial ownership band of Under 5%.
Plexus Financial Services, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2023 |
Shufro, Rose & Co., LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Atfs Advisers LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Align Private Capital
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2023 |
Rm Adviser, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Newpoint Real Estate Investment Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |