Spectrum Asset Management, Inc.
● SEC registered since 1987CRD 300463SEC# 801-30405Stamford, CT
Ranks #593 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$18.3B
Fund GAV
$33.3M
Private funds
1
Employees
27
Accounts
74
Location
Stamford, CT
Spectrum Asset Management, Inc. assets under management
Spectrum Asset Management, Inc. is a registered investment adviser overseen by the SEC based in Stamford, CT. The firm has been registered since 1987. It reports $18.3 billion in regulatory assets under management and employs 27 people. Spectrum Asset Management, Inc. manages 1 private fund with combined gross assets of $33.3 million, including Spectrum Capital Securities Institutional Fund LLC. By regulatory assets, it ranks 593 of 6,004 private fund managers.
Spectrum Asset Management, Inc. private funds
1 funds · $33.3M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Spectrum Capital Securities Institutional Fund LLC | Other Private | $33.3M | $1M |
Spectrum Asset Management, Inc. owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jean Marie Orlando | Financial Operations Principal & Chief Financial Officer | Under 5% | 2000 |
| Joseph Andrew Hanczor | Managing Director & Chief Compliance Officer | Under 5% | 2009 |
| Lewis Phillip Jacoby Control | Executive Director & Chief Investment Officer | Under 5% | 2010 |
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Join to unlock · $37/moFrequently asked questions
How much does Spectrum Asset Management, Inc. manage?
Spectrum Asset Management, Inc. reports $18.3 billion in regulatory assets under management on its Form ADV.
How many private funds does Spectrum Asset Management, Inc. manage?
Spectrum Asset Management, Inc. manages 1 private funds with combined gross assets of $33.3 million.
How many employees does Spectrum Asset Management, Inc. have?
Spectrum Asset Management, Inc. reports 27 employees.
Where is Spectrum Asset Management, Inc. located?
Spectrum Asset Management, Inc. is based in Stamford, CT and has been SEC-registered since 1987.
Does Spectrum Asset Management, Inc. disclose fund performance?
Spectrum Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2 High Ridge Park, Stamford, CT 06905 |
| Phone | 203-322-0189 |
| Fax | 203-968-6082 |
| Office hours | 8a.m. - 5:30p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$18.3B▼ 7%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 6%
Larger than 94% of 16,271 advisers
AUM vs fund managersTop 10%
Larger than 90% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 19%
More than 81% of 16,825 advisers
Assets under management
$18.3Bregulatory AUM
Discretionary $13.91BNon-discretionary $4.38B