Principal Financial Services Inc.
100% OwnerSpectrum Asset Management, Inc.
About Principal Financial Services Inc.
Principal Financial Services Inc. is listed as 100% Owner at Spectrum Asset Management, Inc. in Stamford, CT. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Spectrum Asset Management, Inc.
Ownership band reported on Form ADV Schedule B
Frequently asked questions
Where does Principal Financial Services Inc. work?
Principal Financial Services Inc. is listed as 100% Owner at Spectrum Asset Management, Inc. on SEC Form ADV.
How much of Spectrum Asset Management, Inc. does Principal Financial Services Inc. own?
Form ADV reports a beneficial ownership band of Over 75%.
Spectrum Asset Management, Inc.
| Title | 100% Owner |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2001 |