Spectrum Financial Resources, LLC
● SEC registered since 2022CRD 127453SEC# 801-126271Troy, MI
Reg. AUM
$235.3M
Employees
6
Accounts
1,162
Location
Troy, MI
Spectrum Financial Resources, LLC assets under management
Spectrum Financial Resources, LLC is an investment advisory firm registered with the SEC based in Troy, MI. The firm has been registered since 2022. It reports $235.3 million in regulatory assets under management and employs 6 people.
Spectrum Financial Resources, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Thomas Hoban Control | Managing Member/Chief Compliance Officer | 50-75% | 2009 |
| Jean Ann Schneider Control | Managing Member | 50-75% | 2009 |
Frequently asked questions
How much does Spectrum Financial Resources, LLC manage?
Spectrum Financial Resources, LLC reports $235.3 million in regulatory assets under management on its Form ADV.
How many employees does Spectrum Financial Resources, LLC have?
Spectrum Financial Resources, LLC reports 6 employees.
Where is Spectrum Financial Resources, LLC located?
Spectrum Financial Resources, LLC is based in Troy, MI and has been SEC-registered since 2022.
Does Spectrum Financial Resources, LLC disclose fund performance?
Spectrum Financial Resources, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1661 W. Big Beaver, Troy, MI 48084 |
| Phone | 248-643-0033 |
| Fax | 248-643-0066 |
| Office hours | 9:00 a.m.-4:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$235.3M▲ 19%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 70%
Larger than 30% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$235.3Mregulatory AUM
Discretionary $87.5MNon-discretionary $147.8M