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Spectrum Investment Advisors, Inc.

● SEC registered since 1999CRD 108669SEC# 801-56966Mequon, WI
Export (members)
Reg. AUM
$1.06B
Employees
27
Accounts
1,090
Location
Mequon, WI

Spectrum Investment Advisors, Inc. assets under management

Spectrum Investment Advisors, Inc. is an investment advisory firm registered with the SEC based in Mequon, WI. The firm has been registered since 1999. It reports $1.1 billion in regulatory assets under management and employs 27 people.

Spectrum Investment Advisors, Inc. owners & executives

5 reported
NameTitleOwnershipSince
Brian Eugene WhiteWealth Manager And PartnerUnder 5%2007
James Francis Marshall ControlChairman, Founder And Partner10-25%2019
Jonathan James Marshall ControlExecutive Vice President, Chief Compliance Officer, Chief Investment Officer And Director50-75%2011
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Frequently asked questions

How much does Spectrum Investment Advisors, Inc. manage?

Spectrum Investment Advisors, Inc. reports $1.1 billion in regulatory assets under management on its Form ADV.

How many employees does Spectrum Investment Advisors, Inc. have?

Spectrum Investment Advisors, Inc. reports 27 employees.

Where is Spectrum Investment Advisors, Inc. located?

Spectrum Investment Advisors, Inc. is based in Mequon, WI and has been SEC-registered since 1999.

Does Spectrum Investment Advisors, Inc. disclose fund performance?

Spectrum Investment Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6329 West Mequon Road, Mequon, WI 53092
Phone262-238-4010
Fax262-512-2704
Office hours8:00 a.m.-5:00 p.m.
SEC regionChicago Regional Office (CHRO)
CIK1856042
Discloses disciplinary historyNo

Regulatory AUM

$1.06B▲ 25%
Mar '25 — $849.7MApr '25 — $849.7MMay '25 — $849.7MJun '25 — $849.7MJul '25 — $849.7MAug '25 — $849.7MSep '25 — $849.7MOct '25 — $849.7MNov '25 — $849.7MDec '25 — $849.7MJan '26 — $849.7MFeb '26 — $849.7MMar '26 — $1.06BApr '26 — $1.06BMay '26 — $1.06BJun '26 — $1.06B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 32%
Larger than 68% of 16,271 advisers
EmployeesTop 19%
More than 81% of 16,825 advisers

Assets under management

$1.06Bregulatory AUM
Discretionary $1.06BNon-discretionary $8.8M