Spwm Advisors LLC
● SEC registered since 2024CRD 328977SEC# 801-129202Traverse City, MI
Reg. AUM
$299.5M
Employees
13
Accounts
608
Location
Traverse City, MI
Spwm Advisors LLC assets under management
Spwm Advisors LLC is an investment advisory firm registered with the SEC based in Traverse City, MI. The firm has been registered since 2024. It reports $299.5 million in regulatory assets under management and employs 13 people.
Spwm Advisors LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Lauren Renee Golba Control | Chief Compliance Officer | Under 5% | 2023 |
| Lrg Financial, Inc. Control | Owner | 25-50% | 2023 |
| Matthew Thomas Golba Control | Managing Member | Under 5% | 2023 |
| Prestige Worldwide Enterprises Inc Control | Owner | 25-50% | 2023 |
| Lauren Renee Golba Control | President | Over 75% | 2018 |
| Matthew Thomas Golba Control | President | Over 75% | 2018 |
Frequently asked questions
How much does Spwm Advisors LLC manage?
Spwm Advisors LLC reports $299.5 million in regulatory assets under management on its Form ADV.
How many employees does Spwm Advisors LLC have?
Spwm Advisors LLC reports 13 employees.
Where is Spwm Advisors LLC located?
Spwm Advisors LLC is based in Traverse City, MI and has been SEC-registered since 2024.
Does Spwm Advisors LLC disclose fund performance?
Spwm Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 134 W State Street, Suite 200, Traverse City, MI 49684 |
| Phone | (231) 668-6999 |
| Fax | 231-943-1247 |
| Office hours | By Appointment |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$299.5M▲ 37%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 62%
Larger than 38% of 16,306 advisers
EmployeesTop 34%
More than 66% of 16,824 advisers
Assets under management
$299.5Mregulatory AUM
Discretionary $299.5M