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Sumnicht & Associates, LLC

● SEC registered since 2001CRD 111421SEC# 801-60309Appleton, WI
Export (members)
Reg. AUM
$107.9M
Employees
3
Accounts
72
Location
Appleton, WI

Sumnicht & Associates, LLC assets under management

Sumnicht & Associates, LLC is an investment advisory firm registered with the SEC based in Appleton, WI. The firm has been registered since 2001. It reports $107.9 million in regulatory assets under management and employs 3 people.
www.sumnicht.comView on SEC.gov ↗

Sumnicht & Associates, LLC owners & executives

4 reported
NameTitleOwnershipSince
Sumnicht Holdings, LLC ControlHolding CompanyOver 75%2005
Vernon Coffey Sumnicht ControlChief Executive Officer, Chief Investment Officer, Chief Compliance OfficerUnder 5%1988
Debra Sumnicht ControlPassive Owner25-50%2005
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Frequently asked questions

How much does Sumnicht & Associates, LLC manage?

Sumnicht & Associates, LLC reports $107.9 million in regulatory assets under management on its Form ADV.

How many employees does Sumnicht & Associates, LLC have?

Sumnicht & Associates, LLC reports 3 employees.

Where is Sumnicht & Associates, LLC located?

Sumnicht & Associates, LLC is based in Appleton, WI and has been SEC-registered since 2001.

Does Sumnicht & Associates, LLC disclose fund performance?

Sumnicht & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5485 W Grande Market Drive, Suite D, Appleton, WI 54913
Phone920-731-4455
Fax920-731-9679
Office hoursBy Appointment
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Regulatory AUM

$107.9M▲ 7%
Mar '25 — $100.4MApr '25 — $100.4MMay '25 — $100.4MJun '25 — $100.4MJul '25 — $100.4MAug '25 — $100.4MSep '25 — $100.4MOct '25 — $100.4MNov '25 — $100.4MDec '25 — $100.4MJan '26 — $100.4MFeb '26 — $100.4MMar '26 — $107.9MApr '26 — $107.9MMay '26 — $107.9MJun '26 — $107.9M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 92%
Larger than 8% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$107.9Mregulatory AUM
Discretionary $64MNon-discretionary $43.9M