Tapp Finance, Inc.
● SEC registered since 2023CRD 327980SEC# 801-128674
Reg. AUM
$386M
Employees
2
Accounts
4
Location
—
Tapp Finance, Inc. assets under management
Tapp Finance, Inc. is an SEC-registered investment adviser. The firm has been registered since 2023. It reports $386 million in regulatory assets under management and employs 2 people.
Tapp Finance, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Sailesh Baldev Katara Control | Managing Member | Over 75% | 2023 |
| Sothara Chin | Chief Compliance Officer | Under 5% | 2024 |
Frequently asked questions
How much does Tapp Finance, Inc. manage?
Tapp Finance, Inc. reports $386 million in regulatory assets under management on its Form ADV.
How many employees does Tapp Finance, Inc. have?
Tapp Finance, Inc. reports 2 employees.
Does Tapp Finance, Inc. disclose fund performance?
Tapp Finance, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 206-222-8646 |
| Fax | N/A |
| Office hours | By Appointment Only |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$386M▲ 1134%
Jun '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 55%
Larger than 45% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$386Mregulatory AUM
Discretionary $386M