Sothara Chin
Chief Compliance OfficerTapp Finance, Inc.CRD 2063804
About Sothara Chin
Sothara Chin is listed as Chief Compliance Officer at Tapp Finance, Inc.. Form ADV reports a beneficial ownership band of Under 5%. Sothara Chin is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Tapp Finance, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Sothara Chin work?
Sothara Chin is listed as Chief Compliance Officer at Tapp Finance, Inc. on SEC Form ADV.
How much of Tapp Finance, Inc. does Sothara Chin own?
Form ADV reports a beneficial ownership band of Under 5%.
Tapp Finance, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Atlantic Union Municipal Advisors, Inc
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |