Thomas J. Herzfeld Advisors, Inc.
● SEC registered since 1984CRD 108369SEC# 801-20866Miami Beach, FL
Ranks #3,155 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$890.4M
Fund GAV
$484.8M
Private funds
6
Employees
15
Accounts
349
Location
Miami Beach, FL
Thomas J. Herzfeld Advisors, Inc. assets under management
Thomas J. Herzfeld Advisors, Inc. is an investment advisory firm registered with the SEC based in Miami Beach, FL. The firm has been registered since 1984. It reports $890.4 million in regulatory assets under management and employs 15 people. Thomas J. Herzfeld Advisors, Inc. manages 6 private funds with combined gross assets of $484.8 million, including The Hcm Master Fund Limited. By regulatory assets, it ranks 3,155 of 6,004 private fund managers.
Thomas J. Herzfeld Advisors, Inc. private funds
6 funds · $484.8M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| The Hcm Master Fund Limited | Hedge | $264.1M | $10M |
| The Hcm Preffered Equity Master Fund Limited | Hedge | $183.6M | $10M |
| Saratoga Senior Loan Fund I JV LLC | Securitized Asset | $35.1M | — |
See all 6 funds — unlock the full record.
Join to unlock · $37/moThomas J. Herzfeld Advisors, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Erik Mervin Herzfeld Control | President, Secretary, Treasurer | Under 5% | 2008 |
| Thomas Jay Herzfeld Control | Chairman And Sole Director | Over 75% | 1984 |
| Thomas Kenneth Morgan Control | Chief Compliance Officer And Chief Operating Officer | Under 5% | 2018 |
Frequently asked questions
How much does Thomas J. Herzfeld Advisors, Inc. manage?
Thomas J. Herzfeld Advisors, Inc. reports $890.4 million in regulatory assets under management on its Form ADV.
How many private funds does Thomas J. Herzfeld Advisors, Inc. manage?
Thomas J. Herzfeld Advisors, Inc. manages 6 private funds with combined gross assets of $484.8 million.
How many employees does Thomas J. Herzfeld Advisors, Inc. have?
Thomas J. Herzfeld Advisors, Inc. reports 15 employees.
Where is Thomas J. Herzfeld Advisors, Inc. located?
Thomas J. Herzfeld Advisors, Inc. is based in Miami Beach, FL and has been SEC-registered since 1984.
Does Thomas J. Herzfeld Advisors, Inc. disclose fund performance?
Thomas J. Herzfeld Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 119 Washington Avenue, Suite 504, Miami Beach, FL 33139 |
| Phone | 305-777-1660 |
| Fax | 305-777-1661 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Miami Regional Office (MIRO) |
| CIK | 1509510 |
| Discloses disciplinary history | No |
Regulatory AUM
$890.4M▲ 5%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 35%
Larger than 65% of 16,271 advisers
AUM vs fund managersTop 53%
Larger than 47% of 6,004 private-fund managers
Number of fundsTop 36%
More funds than 64% of fund managers
EmployeesTop 30%
More than 70% of 16,825 advisers
Assets under management
$890.4Mregulatory AUM
Discretionary $870.4MNon-discretionary $20.1M
Fund type mix
Hedge5
Securitized Asset1
Service providers
Auditor
Prime broker
Custodian