Thomas Kenneth Morgan
Chief Compliance Officer And Chief Operating OfficerThomas J. Herzfeld Advisors, Inc.CRD 5917608
About Thomas Kenneth Morgan
Thomas Kenneth Morgan is listed as Chief Compliance Officer And Chief Operating Officer at Thomas J. Herzfeld Advisors, Inc. in Miami Beach, FL. Form ADV reports a beneficial ownership band of Under 5%. Thomas Kenneth Morgan is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Thomas J. Herzfeld Advisors, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas Kenneth Morgan work?
Thomas Kenneth Morgan is listed as Chief Compliance Officer And Chief Operating Officer at Thomas J. Herzfeld Advisors, Inc. on SEC Form ADV.
How much of Thomas J. Herzfeld Advisors, Inc. does Thomas Kenneth Morgan own?
Form ADV reports a beneficial ownership band of Under 5%.
Thomas J. Herzfeld Advisors, Inc.
| Title | Chief Compliance Officer And Chief Operating Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |
Rr Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2015 |
El Menudo Cuenta LLC
| Title | Chief Compliance Officer |
| Ownership | 10-25% |
| Control person | Yes |
| Since | 2023 |