Thryve Wealth Management LLC
● SEC registered since 2025CRD 335920SEC# 801-132749Santa Barbara, CA
Reg. AUM
$304M
Employees
9
Accounts
445
Location
Santa Barbara, CA
Thryve Wealth Management LLC assets under management
Thryve Wealth Management LLC is an SEC-registered investment adviser based in Santa Barbara, CA. The firm has been registered since 2025. It reports $304 million in regulatory assets under management and employs 9 people.
Thryve Wealth Management LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gary Keith Dorfman Control | Chief Executive Officer | Over 75% | 2025 |
| Nicole Patricia Saragosa Control | Chief Compliance Officer | Under 5% | 2025 |
| Randol Wilson Curtis Control | Chief Investment Officer | Under 5% | 2025 |
Frequently asked questions
How much does Thryve Wealth Management LLC manage?
Thryve Wealth Management LLC reports $304 million in regulatory assets under management on its Form ADV.
How many employees does Thryve Wealth Management LLC have?
Thryve Wealth Management LLC reports 9 employees.
Where is Thryve Wealth Management LLC located?
Thryve Wealth Management LLC is based in Santa Barbara, CA and has been SEC-registered since 2025.
Does Thryve Wealth Management LLC disclose fund performance?
Thryve Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 523 Chapala Street, Suite 2, Santa Barbara, CA 93101 |
| Phone | 805-451-2909 |
| Fax | 805-600-5128 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$304M▲ 70%
Apr '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 62%
Larger than 38% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$304Mregulatory AUM
Discretionary $292MNon-discretionary $12M