Nicole Patricia Saragosa
Chief Compliance OfficerThryve Wealth Management LLCCRD 2546991
About Nicole Patricia Saragosa
Nicole Patricia Saragosa is listed as Chief Compliance Officer at Thryve Wealth Management LLC in Santa Barbara, CA. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Thryve Wealth Management LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Nicole Patricia Saragosa work?
Nicole Patricia Saragosa is listed as Chief Compliance Officer at Thryve Wealth Management LLC on SEC Form ADV.
How much of Thryve Wealth Management LLC does Nicole Patricia Saragosa own?
Form ADV reports a beneficial ownership band of Under 5%.
Thryve Wealth Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |