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TIAA Kaspick, LLC

● SEC registered since 1986CRD 104554SEC# 801-28179Boston, MA
Export (members)
Reg. AUM
$8.74B
Employees
115
Accounts
6,140
Location
Boston, MA

TIAA Kaspick, LLC assets under management

TIAA Kaspick, LLC operates as an SEC-registered investment adviser based in Boston, MA. The firm has been registered since 1986. It reports $8.7 billion in regulatory assets under management and employs 115 people.

TIAA Kaspick, LLC owners & executives

13 reported
NameTitleOwnershipSince
Damon Whelchel ControlChief Investment OfficerUnder 5%2024
David Sean Lyons ControlChief Compliance OfficerUnder 5%2018
Derek James Heaslip ControlManagerUnder 5%2023
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Frequently asked questions

How much does TIAA Kaspick, LLC manage?

TIAA Kaspick, LLC reports $8.7 billion in regulatory assets under management on its Form ADV.

How many employees does TIAA Kaspick, LLC have?

TIAA Kaspick, LLC reports 115 employees.

Where is TIAA Kaspick, LLC located?

TIAA Kaspick, LLC is based in Boston, MA and has been SEC-registered since 1986.

Does TIAA Kaspick, LLC disclose fund performance?

TIAA Kaspick, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address100 Federal St., 19th Floor, Boston, MA 02110-1313
Phone650-585-4100
Fax650-595-1080
Office hours8:00 a.m. - 5:00 p.m.
SEC regionBoston Regional Office (BRO)
CIK1735101
Discloses disciplinary historyYes

Regulatory AUM

$8.74B▲ 3%
Mar '25 — $8.51BApr '25 — $8.51BMay '25 — $8.51BJun '25 — $8.51BJul '25 — $8.51BAug '25 — $8.51BSep '25 — $8.51BOct '25 — $8.51BNov '25 — $8.51BDec '25 — $8.51BJan '26 — $8.51BFeb '26 — $8.51BMar '26 — $8.74BApr '26 — $8.74BMay '26 — $8.74BJun '26 — $8.74B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 9%
Larger than 91% of 16,271 advisers
EmployeesTop 6%
More than 94% of 16,825 advisers

Assets under management

$8.74Bregulatory AUM
Discretionary $8.72BNon-discretionary $14.2M