David Sean Lyons
Chief Compliance OfficerTIAA Kaspick, LLCCRD 2701115
About David Sean Lyons
David Sean Lyons is listed as Chief Compliance Officer at TIAA Kaspick, LLC in Boston, MA. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of TIAA Kaspick, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does David Sean Lyons work?
David Sean Lyons is listed as Chief Compliance Officer at TIAA Kaspick, LLC on SEC Form ADV.
How much of TIAA Kaspick, LLC does David Sean Lyons own?
Form ADV reports a beneficial ownership band of Under 5%.
TIAA Kaspick, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |