Tidal Investments LLC
● SEC registered since 2012CRD 164201SEC# 801-76857Milwaukee, WI
Reg. AUM
$45.83B
Employees
207
Accounts
491
Location
Milwaukee, WI
Tidal Investments LLC assets under management
Tidal Investments LLC is an investment advisory firm registered with the SEC based in Milwaukee, WI. The firm has been registered since 2012. It reports $45.8 billion in regulatory assets under management and employs 207 people.
Tidal Investments LLC owners & executives
18 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anthony Lee Broglio Control | Director | Under 5% | 2025 |
| Claire Vivienne Du Plessis Control | Chief Marketing Officer | Under 5% | 2025 |
| Douglas Clifford Rescho Control | Director | Under 5% | 2022 |
See all 18 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Tidal Investments LLC manage?
Tidal Investments LLC reports $45.8 billion in regulatory assets under management on its Form ADV.
How many employees does Tidal Investments LLC have?
Tidal Investments LLC reports 207 employees.
Where is Tidal Investments LLC located?
Tidal Investments LLC is based in Milwaukee, WI and has been SEC-registered since 2012.
Does Tidal Investments LLC disclose fund performance?
Tidal Investments LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 234 West Florida Street, Suite 700, Milwaukee, WI 53204 |
| Phone | 855-843-2534 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$45.83B▲ 68%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 3%
Larger than 97% of 16,271 advisers
EmployeesTop 4%
More than 96% of 16,825 advisers
Assets under management
$45.83Bregulatory AUM
Discretionary $45.83B