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Tranquilli Financial Advisor, LLC

● SEC registered since 2018CRD 298056SEC# 801-113998Clinton, NJ
Export (members)
Reg. AUM
$199.4M
Employees
2
Accounts
517
Location
Clinton, NJ

Tranquilli Financial Advisor, LLC assets under management

Tranquilli Financial Advisor, LLC is an SEC-registered investment adviser based in Clinton, NJ. The firm has been registered since 2018. It reports $199.4 million in regulatory assets under management and employs 2 people.

Tranquilli Financial Advisor, LLC owners & executives

3 reported
NameTitleOwnershipSince
Louis Tranquilli ControlChief Compliance OfficerUnder 5%2026
T.i.m.e.s., Financial Planning, Inc. ControlSole Managing MemberOver 75%2026
Louis Tranquilli ControlSole Shareholder / PresidentOver 75%2018

Frequently asked questions

How much does Tranquilli Financial Advisor, LLC manage?

Tranquilli Financial Advisor, LLC reports $199.4 million in regulatory assets under management on its Form ADV.

How many employees does Tranquilli Financial Advisor, LLC have?

Tranquilli Financial Advisor, LLC reports 2 employees.

Where is Tranquilli Financial Advisor, LLC located?

Tranquilli Financial Advisor, LLC is based in Clinton, NJ and has been SEC-registered since 2018.

Does Tranquilli Financial Advisor, LLC disclose fund performance?

Tranquilli Financial Advisor, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address35 Leigh Street, Clinton, NJ 08809
Phone(908) 730-6234
Fax(908) 735-7608
Office hours9:00a.m. - 5:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$199.4M▲ 22%
Jan '25 — $163.1MFeb '25 — $177.9MMar '25 — $177.9MApr '25 — $177.9MMay '25 — $177.9MJun '25 — $177.9MJul '25 — $177.9MAug '25 — $177.9MSep '25 — $177.9MOct '25 — $177.9MNov '25 — $177.9MDec '25 — $177.9MJan '26 — $199.4MFeb '26 — $199.4MMar '26 — $199.4MApr '26 — $199.4MMay '26 — $199.4MJun '26 — $199.4M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 75%
Larger than 25% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers

Assets under management

$199.4Mregulatory AUM
Discretionary $199.4M